BARBERA, J.
When an individual is arrested, he or she must go before a judicial officer for an initial appearance, pursuant to Maryland Rule 4-213(a). The judicial officer, who in all instances relevant to the matter sub judice is a District Court Commissioner ("Commissioner")
We are asked in this appeal whether an indigent defendant is entitled to appointed counsel when a Commissioner makes the Rule 4-216 bail determination. We hold, for the reasons that follow, that an indigent defendant is entitled to such representation, under Maryland's Public Defender statute, Maryland Code (2001, 2008 Repl.Vol.), §§ 16-101 through 16-403 of the Criminal Procedure Article (hereafter "Public Defender Act" or "Act").
This case comes to us from the decision of the Circuit Court for Baltimore City granting summary judgment for the Plaintiffs,
Of particular relevance to this case is what follows if the Commissioner determines that the arrest was supported by probable cause. In that instance, the Commissioner must comply with the provisions of Rule 4-216(d). That subsection of the Rule requires the Commissioner to determine whether the defendant is eligible to be, and should be, released on his or her recognizance or whether the case requires bail, pending trial. In that process, the Commissioner considers a number of factors that are set forth in Rule 4-216(d).
Rule 4-216(d)(4) further requires the Commissioner to "advise the defendant in writing or on the record of the conditions of release imposed and of the consequences of a violation of any condition." In addition, "[w]hen bail is required, the judicial officer shall state in writing or on the record the amount and any terms of the bail." Id.
The Plaintiffs further report that, because the initial hearings are "not open to the public ... [and are] not transcribed or recorded," "it [is] impossible to review what a Commissioner or arrestee said or to understand the basis for the ruling." Moreover, Commissioners "are not required to give Miranda warnings and thus do not." When commissioners "ask about residence, employment, family, community ties, prior record, and, frequently, the charges[,] ... [a]rrestees are expected to answer. Most do, not knowing that the information may be recorded in a closed envelope for use against them by judges and prosecutors. They are not informed whether a prosecutor has ex parte contact with a commissioner."
Whenever the Commissioner does not release a defendant following the initial appearance, the defendant is presented to a District Court judge for a bail review hearing "immediately ... if the court is then in session, or if not, at the next session of the court." Md. Rule 4-216(f). The Plaintiffs also inform us that, when a warrant is served with a "preset" bail issued after a defendant fails to appear in violation of a summons, the Commissioner "typically declines to modify the bail previously set in absentia or to consider the defendant's explanation for the [Failure to Appear]." Furthermore, "[t]hat bail remains in effect until a bail review hearing, where most judges defer to a colleague's preset amount."
On November 13, 2006, the Plaintiffs filed in the Circuit Court for Baltimore
Each named Plaintiff
The Plaintiffs named as defendants the District Court of Maryland; the Chief Judge of the District Court of Maryland, the Coordinator of Commissioner Activity for the Maryland District Court Commissioners; the Administrative Judge of the District Court for Baltimore City; the Administrative Commissioner for Baltimore City; and the Commissioners of the District Court in Baltimore City, individually and collectively in their official capacities as District Court Commissioners. The parties later agreed that the District Court should be dismissed from the case because it was not a proper party.
The parties filed cross-motions for summary judgment. After a hearing on the motions, at which the Circuit Court certified the class, the court issued a written order granting summary judgment in favor of the District Court Defendants.
The Plaintiffs noted a timely appeal to the Court of Special Appeals. While the case was pending in that court, we issued a writ of certiorari on our initiative. Richmond v. Dist. Court, 405 Md. 348, 952 A.2d 224 (2008). Subsequent to briefing and oral argument, we vacated the order of the Circuit Court and remanded the case with the direction that it be dismissed if the Plaintiffs failed to amend their complaint to assert claims against the Public Defender.
On remand, the Circuit Court conditionally denied the Plaintiffs' petition to certify the class and ordered dismissal of the complaint if the Public Defender was not joined as a defendant. The Plaintiffs amended the complaint to add the Public Defender as a defendant. The Public Defender filed a response to the cross-motions for summary judgment, originally filed in 2007. He argued that the Plaintiffs had "very strong constitutional and statutory claims," but the court should not order representation absent funding, and he asked the court to use its discretion to deny declaratory relief or to: (1) order a 6-to-9-month stay for an intergovernmental
The District Court Defendants moved to dismiss the complaint on the basis that the amended complaint failed to seek "coercive relief" from the Public Defender. At a hearing on the motion to dismiss, the Circuit Court recertified the class and invited the Plaintiffs to amend their complaint orally, to add claims for relief against the Public Defender. The Plaintiffs did so, following which the court stated that it would regard the District Court Defendants' motion to dismiss as a motion for summary judgment.
The court then invited the Public Defender to address his response to the cross-motions for summary judgment. The Public Defender argued that the Plaintiffs' claims based on the Due Process Clause and the Public Defender Act "are well taken." He argued nevertheless that the court should defer ruling on the merits of the claims, to give him the time to resolve budgetary constraints that made it impracticable for the Public Defender's Office to provide counsel at the appearance before the Commissioner, while providing "responsible representation ... when it really matters," at trial and other critical stages of criminal proceedings. The hearing ended with the court informing the parties that it intended to issue a written decision. The court granted the parties leave to file post-hearing memoranda and advised them to "assume for the purposes of our understanding that the Court does find that the appearance before a judicial officer, i.e., the commissioner, initiates the adversarial responsibility of the right to counsel."
The Plaintiffs thereafter formally amended their complaint and filed a renewed (and amended) motion for summary judgment. The amended complaint sought additional injunctive relief from the Public Defender, specifically requesting the court to "[e]nter[] an affirmative injunction directing the Public Defender to assign the district public defender for Baltimore City, an attorney from the district Office of the Public Defender for Baltimore City, or a panel attorney to represent indigent defendants at initial bail hearings and thereafter."
On September 30, 2010, the Circuit Court issued an Order and accompanying Memorandum and Opinion, ruling that presentment to a Commissioner is a critical stage of a criminal prosecution and therefore indigent arrestees in Baltimore City have a right under the Sixth Amendment and Article 21 to be represented by appointed counsel. The court cited as support for that ruling Rothgery v. Gillespie County, 554 U.S. 191, 128 S.Ct. 2578, 171 L.Ed.2d 366 (2008), which was decided after the initial proceedings in the Circuit Court. The court further ruled that the Plaintiffs were entitled to counsel under the Public Defender Act, noting that the duty of representation under the Act extends beyond the requirements of the Sixth Amendment. Finally, the court ruled that, "by denying Plaintiffs and those similarly situated any representation at the initial bail hearing, Defendants violated Plaintiffs' due process rights." Based on those rulings, the Circuit Court denied the District Court Defendants' Motion to Dismiss (treating it as a motion for summary judgment) and granted the Plaintiffs' motion for summary judgment. The Circuit Court issued an order staying the decision pending appellate review. Both the Public Defender and the District Court Defendants noted timely appeals.
By separate Order of the same date, the Circuit Court denied without prejudice the Plaintiffs' request for injunctive relief. The Plaintiffs then sent correspondence to the Circuit Court, requesting the court to amend the order denying injunctive relief "without prejudice," as the order might not constitute a "final" order for purposes of appellate review.
The District Court Defendants did not oppose the modification of the Order denying injunctive relief, but opposed the Plaintiffs' proposed proviso. They asserted that the additional language would create the impression that the parties contemplated further action in the Circuit Court and, therefore, there would be no final judgment. The District Court Defendants also took the position that res judicata would apply to future requests for injunctive relief. According to the Defendants, although declaratory judgment actions are an exception to traditional res judicata principles, the exception does not apply where the declaratory judgment action additionally sought injunctive relief. The Public Defender did not oppose amending the order to deny injunctive relief outright, noting that the Plaintiffs "would then have the option to seek further relief, if necessary, under [C.J.] § 3-412 at a later time if Defendants were to fail to comply with the declarations after appeals are resolved and the stay is lifted." The Circuit Court issued an Amended Order entered February 25, 2011, denying the Plaintiffs' request for
The District Court Defendants filed another timely notice of appeal to "remove any uncertainty about whether the notice they filed on November 1, 2010, is effective in light of the Court's later revisions." The Public Defender then filed his own timely Renewed Notice of Appeal. The Plaintiffs, in turn, filed a timely Notice of Cross-Appeal.
The Plaintiffs then filed a Petition for a Writ of Certiorari seeking this Court's consideration of the judgment prior to review by the Court of Special Appeals. The Plaintiffs presented the following questions for review:
The Public Defender filed a Conditional Cross-Petition for a Writ of Certiorari, presenting the following question:
We granted certiorari to address these important questions. DeWolfe v. Richmond, 420 Md. 81, 21 A.3d 1063 (2011).
For the reasons that follow, we answer "yes" to the first question presented by the Plaintiffs and hold that they enjoy a right under the Public Defender Act to be represented at any bail hearing conducted before a Commissioner. We need not and therefore do not address the federal and state constitutional claims presented by the Plaintiffs' second, third and fourth questions. See McCarter v. State, 363 Md. 705, 712, 770 A.2d 195, 199 (2001) (stating that "this Court adheres to the `established principle that a court will not decide a constitutional issue when a case can properly be disposed of on a non-constitutional ground'") (quoting Baltimore Sun Co. v. Mayor of Baltimore, 359 Md. 653, 659, 755 A.2d 1130, 1133-34 (2000) (citation omitted)). We further hold, in answer to the Plaintiffs' fifth question, that the Circuit Court did not err in declaring the Plaintiffs' entitlement to representation of appointed
We have said on more than one occasion that the right to counsel provided under the Public Defender Act is broader in scope than that granted under the Sixth Amendment.
Subsection 16-204(b)(2) in turn provides: "Representation shall be provided to an indigent individual in all stages of a proceeding listed in paragraph (1) of this subsection, including, in criminal proceedings, custody, interrogation, preliminary hearing, arraignment, trial, and appeal." The Circuit Court agreed with the Plaintiffs and the Public Defender that, by its plain language, § 16-204(b) mandates public defender representation at the bail hearing that occurs as part of the initial appearance before a Commissioner. The District Court Defendants counter, as they did in the Circuit Court, that the Public Defender Act does not include within its mandate representation at the initial appearance before a Commissioner. They urge a construction of the Act, and § 16-204(b) in particular, that depends largely on an examination of the historical roots of the Act's enactment, the "nearly contemporaneous[]... establishment of the District Court," and the promulgation of pertinent Rules of Procedure "governing post-arrest and pre-trial procedures." The District Court Defendants assert:
The District Court Defendants contend that the Act cannot be divorced from its constitutional underpinnings, which in their view demonstrate that the initial bail hearing is not a critical stage for Sixth Amendment purposes; consequently, the Plaintiffs have no right under the Act to public defender representation at the initial bail hearing. In further support of that argument, the District Court Defendants point to Maryland Rule 4-214(b), which they believe reflects the constitutionally-based foundations of the Act. That rule provides, in part:
The District Court Defendants assert that, despite the language of § 16-204(b) of the Act extending representation to "all stages of a proceeding," Rule 4-214(b) does not extend as far. They ask us to read the Act and its legislative history in conjunction with Rule 4-214(b) and its history. The District Court Defendants urge that the history supports their argument because "[t]he impetus for enactment of the legislation establishing Maryland's statewide public defender system was the Supreme Court's extension of the right to counsel at a preliminary hearing."
The Plaintiffs urge a far different interpretation of § 16-204(b). They argue that, by its plain language, the statute dictates the outcome here: indigent defendants are entitled to public defender representation at "all stages" of the proceedings, and "all means all." The Plaintiffs direct our attention to subsections § 16-204(b)(1)(i) and (iv). They claim entitlement to public defender representation under either (b)(1)(i), because they have been charged with a "serious offense" as that term is defined in the Act, see § 16-101(h)(1)-(4), or under (b)(1)(iv), because they are at risk of possible incarceration in a public institution such as the Central Booking Jail. The Plaintiffs then posit that the only remaining question concerns, in their words, "whether bail is a covered `stage' under § 16-204(b)(2) such that representation must be provided at that stage." They answer that question by directing us to the plain language of the subsection itself, which states that representation is to be provided at "
The Plaintiffs urge, moreover, a view of the legislative history of the Act that varies significantly from that of the District Court Defendants. The Plaintiffs cite the purposes announced in the Act, to "
We conclude that the Plaintiffs have the better part of the argument. It is plain to us, as it was to the Circuit Court and is to the Public Defender himself, that the relevant language of the Act is unambiguous and dictates the outcome here.
In construing the extent of the Plaintiffs' entitlement under § 16-204(b), we do not write on a clean slate. We have addressed on a number of occasions the applicability vel non of that subsection. One of the first opportunities came when we were asked in Webster v. State, 299 Md. 581, 474 A.2d 1305 (1984), to decide, among other issues, whether the Act, then codified at Article 27A, entitles an indigent arrestee to appointed counsel at a pre-indictment lineup. We noted at the outset of our discussion on the subject: "It is clear that legal representation by the Public Defender is not limited to those proceedings in which the Sixth Amendment demands the assistance of counsel: the statute contemplates such representation in certain areas beyond the reach of that guarantee." Id. at 603, 474 A.2d at 1317.
We recognized that a lineup that takes place before formal accusation, though not a "critical stage" under the Sixth Amendment, "is nevertheless a critical stage for the suspect, who, of course, is in custody at the time." Id. at 603-04, 474 A.2d at 1317. Therefore, notwithstanding that a lineup that occurs before formal accusation "is not encompassed within the types of cases designated in [former] § 4(b) as calling for the assistance of the Public Defender," "such a confrontation, arranged by the police, at which a suspect is exhibited in order to obtain evidence that he is the criminal agent, is within the ambit of the Public Defender statute." Id. at 604, 474 A.2d at 1317.
We discussed Webster in Harris v. State, 344 Md. 497, 511-12, 687 A.2d 970, 977, cert. denied, 522 U.S. 1017, 118 S.Ct. 605, 139 L.Ed.2d 492 (1997). Harris involved whether a court could appoint standby counsel from the Office of the Public Defender for a pro se defendant who validly had waived his right to counsel. Although we decided that the Act did not provide for public defender representation in such a role, we did not depart from our prior understanding that the Act reached beyond the demands of the Sixth Amendment. Id. at 499, 687 A.2d at 971. We noted in Harris that we had been "persuaded [in Webster] by the fact that the policy of the Public Defender statute `was not only "to provide for the realization of the constitutional guarantees of counsel in the representation of indigents ... in criminal and juvenile proceedings within the State ..." but also "to assure effective assistance and continuity of counsel to indigent accused taken into custody and indigent defendants in criminal and juvenile proceedings before the courts of the State of Maryland...."'" Id. at 512, 687 A.2d at 977 (quoting Webster, 299 Md. at 603, 474 A.2d at 1316 (quoting former Art. 27A § 1, now § 16-201 of the Act)) (alteration in original).
Subsequently, in State v. Flansburg, 345 Md. 694, 697, 694 A.2d 462, 463-64 (1997), we were asked to decide whether an indigent defendant is entitled to representation by the Public Defender when filing a motion to modify a sentence that was imposed at a probation revocation proceeding. We observed, as we had in Webster, that "the right to counsel under the Public Defender Act is significantly broader than the constitutional right to counsel."
Most recently, we decided McCarter. We considered in that case whether "a defendant has a right to counsel at an initial appearance, under Maryland Rule 4-213(c), at which time the defendant purported to waive his right to a jury trial." 363 Md. at 707, 770 A.2d at 196. We held that the Public Defender Act bestows such a right to counsel at the proceeding, and, consequently, the trial court erred when it accepted at that proceeding McCarter's purported waiver of his right to a jury trial, without the benefit of counsel. Id. at 713, 770 A.2d at 199-200.
In so holding, we undertook the same analysis of the Public Defender Act as we had done in Webster and Flansburg. We restated at the outset what by then was a settled proposition of law: "[T]he right to counsel under the Public Defender Act is significantly broader than the constitutional right to counsel." Id. at 713-14, 770 A.2d at 200 (internal quotation marks and citations omitted). We reasoned that a Rule 4-213(c) initial appearance is a "stage" of the proceeding; id. at 715-16, 770 A.2d at 201; representation under the Public Defender Act "extends to all stages in the proceedings"; and "`[a]ll' means `all'"; id. at 716, 770 A.2d at 201 (quoting former Article 27A, § 4(d)). We went so far as to state: "The specific types of proceedings listed in the statute ... are for purposes of illustration only." Id., 770 A.2d at 201.
McCarter, much like Webster and Flansburg preceding it, directs us to the proper disposition of the present case. The parties agree, and we concur, that the initial appearance before a Commissioner in Maryland is an event that marks the beginning of the formal criminal adversarial process. Indeed, the Supreme Court has confirmed that "[a] criminal defendant's initial appearance before a judicial officer, where he learns the charge against him and his liberty is subject to restriction, marks the start of adversary judicial proceedings that trigger attachment of the Sixth Amendment right to counsel." Rothgery v. Gillespie County, 554 U.S. at 213, 128 S.Ct. 2578 (emphasis added).
We detailed at the outset of this opinion the process by which the Commissioner must determine, by reference to a number of fact-laden considerations listed in Rule 4-216(d), whether the defendant is to be released on his or her own recognizance or incarcerated until further consideration by a District Court judge at a subsequent bail review hearing. See Rules 4-213(a), 4-216. The presence of counsel for that determination surely can be of assistance to the defendant in that process. We are informed by the Plaintiffs that "[u]nrepresented suspects are more likely to have more perfunctory hearings, less likely to be released on recognizance, more likely to have higher and unaffordable bail, and more likely to serve longer detentions or to pay the expense of a bail bondsman's non-refundable 10% fee to regain their freedom." The Plaintiffs also note that an unrepresented person, in an effort to obtain release, could make incriminating statements to the Commissioner.
That a defendant might have bail reduced or eliminated by a District Court judge at a subsequent bail review hearing does not dispel or even mitigate the fact that, whenever a Commissioner determines to set bail, the defendant stands a good chance of losing his or her liberty, even if only for a brief time. Furthermore, the likelihood that the Commissioner will give full and fair consideration to all facts relevant to the bail determination can only be enhanced by the presence of counsel. See Abell Pretrial Release Project Report at iii (finding that "most judicial officers decide whether to order release on recognizance or a financial bail without having essential information about the person's employment status, family and community ties, and ability to afford bail"). We cannot overlook, moreover, the evidence in the record that the Commissioner's initial bail decision often is not disturbed by the District Court judge on bail review. See id. at 32 (finding that, at bail review, District Court judges in the sample group maintained prior bail conditions in roughly half the cases, released only 25% of detainees on personal recognizance, and lowered bail for only one in four individuals (27%)).
The District Court Defendants assert that Rule 4-214 informs, better than does the plain language of the Act, the stages at which the right to counsel applies. Rule 4-214(b) provides that, "[w]hen counsel is appointed by the Public Defender or by
For all these reasons, we hold that the bail-hearing portion of the initial appearance before the Commissioner is a "stage" of the criminal proceeding, as that term is employed in § 16-204(b)(2) of the Public Defender Act. Because public defender representation is to be afforded "in all stages of a proceeding listed in paragraph [(b)](1)," and we have determined that the bail hearing is a stage of a "criminal... proceeding" enumerated at (b)(1)(i), it follows that indigent defendants charged with "serious offense[s]," as that term is defined in the Act, are entitled to appointed counsel at the bail hearing. This conclusion is fully in keeping with our prior decisions in Webster, Flansburg, and McCarter.
We further hold that indigent defendants who are not charged with a serious offense, and therefore do not come within the ambit of § 16-204(b)(1)(i), do come within the reach of § 16-204(b)(1)(iv), because the bail hearing at the initial appearance for the non-serious offense might result in incarceration. Subsection (b)(1)(iv) provides public defender representation for indigent persons at "any other proceeding in which confinement under a judicial commitment of an individual in a public or private institution may result." As the District Court Defendants note, § 16-204(b)(1)(iv) applies to civil commitments and civil contempt proceedings. See Flansburg, 345 Md. at 700, 700 n. 5, 694 A.2d at 465, 465 n. 5. Still, to our knowledge, we never have suggested that § 16-204(b)(1)(iv) is limited to those proceedings. It would be nonsensical, and contrary to the plain language of § 16-204(b)(1)(iv), to construe that provision as excluding indigent persons who are not charged with a serious offense — and so not within subsection (b)(1)(i) — yet nonetheless face at the bail hearing the (albeit unlikely) possibility of a no-bail disposition.
Finally, given our holding that § 16-204(b) of the Public Defender Act is plain, there is no cause to delve into its legislative history. The first principle of statutory construction is that the legislative purpose is to be ascertained, if possible, from the plain language of the statute at issue. Guttman v. Wells Fargo Bank, 421 Md. 227, 234-35, 26 A.3d 856, 860 (2011). If the language of the statute is plain and unambiguous, then our role in determining the legislative purpose ends. Id. at 234-35, 26 A.3d at 860. Moreover, though we may, but need not, point to the legislative history as confirmation of the purpose expressed through the statute's plain language, we may not undertake a search of a plainly written statute's legislative history to seek out evidence of a contrary intent by the General Assembly. Id. at 234-35, 26 A.3d at 860. We shall not violate this rule of statutory construction by investigating the legislative history of the Public Defender Act in an effort to uncover aspects of that history that might
In sum, indigent defendants are entitled, under § 16-204(b) of the Public Defender Act, to public defender representation at the bail-hearing portion of the initial appearance before a Commissioner.
We have noted the Public Defender's agreement with the Plaintiffs' "forceful, meritorious constitutional and statutory claims that they have a right to counsel at their Rule 4-213(a) initial bail hearings before a District Court Commissioner." Consequently, the Public Defender does not challenge the Circuit Court's conclusion that the Public Defender Act mandates representation of indigent defendants at the bail-hearing portion of the initial appearance before the Commissioner. The Public Defender asserts, however, that the Circuit Court nonetheless erred by declaring the Plaintiffs' right to counsel without addressing the practical concerns regarding implementation. That failure, the Public Defender asserts, constitutes "an obvious error in the application of the principles of equity" and is not entitled to any deference.
The Plaintiffs disagree and assert that the Circuit Court had the duty to declare their rights, but no corresponding duty to craft a remedy for implementation. To the contrary, the Plaintiffs assert, the court would have abused its discretion had it declined to declare their right to counsel at initial bail hearings.
"[I]t has long been held that a person whose rights are affected by a statute may obtain a declaration of his rights and status." Dart Drug Corp. v. Hechinger Co., Inc., 272 Md. 15, 25, 320 A.2d 266, 272 (1974) (citing Pressman v. D'Alesandro, 211 Md. 50, 54, 125 A.2d 35, 37 (1956)). Courts and Judicial Proceedings Article § 3-409 provides, with limited exception not applicable here,
We have held consistently that,
Lovell Land, Inc. v. State Highway Admin., 408 Md. 242, 256, 969 A.2d 284, 292 (2009) (quoting Allstate v. State Farm, 363 Md. 106, 117 n. 1, 767 A.2d 831, 837 n. 1 (2001)) (citation omitted). The crucial question is whether the action is appropriate for declaratory judgment, that is, whether the declaratory judgment would terminate the controversy and whether there are actual, concrete, and adverse claims or interests, as provided by C.J. § 3-409. We never have held that declaratory judgment is inappropriate because a
Moreover, the budgetary concerns of the Public Defender never have played a role in Maryland appellate decisions involving defendants' statutory right to counsel. See, e.g., Webster, 299 Md. at 623, 474 A.2d at 1327 (recognizing a right to counsel under the Public Defender Act at lineups conducted before the initiation of adversary proceedings, although the issue was not decided by the lower courts or briefed in the Court of Appeals, without mentioning the fiscal practicability of implementation). As Judge Alan Wilner explained, writing then for the Court of Special Appeals in Baldwin v. State, 51 Md.App. 538, 555, 444 A.2d 1058, 1069 (1982), "it goes without saying that reductions in the Public Defender's budget and his desire to be frugal have no relevance whatever in the matter" of whether a defendant qualified as "indigent" under the Public Defender statute. Judge Wilner emphasized the court's obligation to uphold the law, "and that obligation is not subject to or in any way dependent upon the level of appropriations received by the Public Defender." Id., 444 A.2d at 1069; cf. Office of the Pub. Defender v. State, 413 Md. 411, 427 n. 12, 993 A.2d 55, 64 n. 12 (2010) (commenting upon but not deciding the legal validity of COMAR 14.06.03.05A and D(2), and quoting with apparent approval the statement in Baldwin, 51 Md.App. at 555, 444 A.2d at 1069, that "it goes without saying that reductions in the Public Defender's budget and his desire to be frugal have no relevance whatever in the matter"), superseded on other grounds by 2011 Md. Laws, ch. 244.
Other courts have expressed similar sentiments. Caswell v. Califano, 583 F.2d 9 (1st Cir.1978), provides an example. That case involved a challenge to the delays in scheduling disability benefits hearings. Id. at 11. The Court of Appeals for the First Circuit noted that
Id. at 17-18 (citation omitted).
Hurrell-Harring v. New York, 15 N.Y.3d 8, 904 N.Y.S.2d 296, 930 N.E.2d 217 (2010), is to like effect. There, the Court of Appeals considered whether a complaint challenging the New York State legislature's delegation to the counties of the responsibilities in implementing the right to counsel could proceed. Id., 904 N.Y.S.2d 296, 930 N.E.2d at 219. The complainants argued that the delegation amounted to an unfunded mandate that served to deprive defendants of their constitutional right to counsel. Id., 904 N.Y.S.2d 296, 930 N.E.2d at 219. The court allowed the claims to proceed notwithstanding that
Id., 904 N.Y.S.2d 296, 930 N.E.2d at 227 (citations omitted).
Moreover, we have not uncovered any instance in which we have delayed implementation of a substantive right, much less one that affects indigent defendants' statutory right to public defender representation, out of concern for the financial costs attendant to implementation of that right. And the Public Defender has not been able to direct us to any Maryland authority for such a proposition.
For these reasons, we hold that the Circuit Court did not err or abuse its discretion when it issued the declaratory judgment in the Plaintiffs' favor without also considering the Public Defender's fiscal concerns and crafting a remedy to address them. For the same reasons, we deny the Public Defender's request that we stay for some period of time implementation of our judgment that indigent defendants are entitled to public defender representation at the bail-hearing portion of the initial appearance before the Commissioner.
Before we close, we address the question raised by the Plaintiffs' cross-appeal, which asks whether the Circuit Court's denial of their request for injunctive relief erects a res judicata bar that precludes them from seeking injunctive relief for future violations. The Plaintiffs, understandably, seek to clarify their entitlement to enforce their rights by seeking injunctive relief in the Circuit Court in the event that the District Court Defendants and the Public Defender do not comply with our decision today. The Plaintiffs assert that, if res judicata would bar future requests, then the Circuit Court erred in denying them injunctive relief.
The District Court Defendants have moved to dismiss the Plaintiffs' cross-appeal. They present three arguments for why, in their view, the Plaintiffs' claim is not properly before this Court: (1) the Plaintiffs did not properly preserve the claim because it was not raised in the Circuit Court; (2) the Plaintiffs are not aggrieved because they themselves requested that the injunctive relief be denied; and (3) the Plaintiffs seek a premature resolution, which would require this Court to render an improper advisory decision. As for the merits, the District Court Defendants assert that the Circuit Court did not abuse its discretion in declining to decide the issue of preclusive effect.
The Plaintiffs, not surprisingly, oppose the Motion to Dismiss. The Plaintiffs argue that the issue was presented directly to the Circuit Court and is therefore preserved, and they are aggrieved because they never sought the bare denial of their request for injunctive relief. They also argue that, under the circumstances of this case, we must decide the issue they raise in the cross-appeal.
We can dispose quickly of the District Court Defendants' first two arguments for dismissal of the cross-appeal. The Plaintiffs specifically addressed the issue of res judicata in their correspondence with the Circuit Court after the court issued its declaratory judgment establishing the Plaintiffs' right to counsel. We have recounted how the Plaintiffs, in an effort to ensure that the Circuit Court's declaratory judgment was "final" for purposes of appeal, sought a ruling on their request for injunctive relief. In requesting, as one option, denial of the injunction,
Moreover, in light of this record, there is no merit to the District Court Defendants' assertion that the Plaintiffs are not aggrieved because they proposed the denial of their request for relief. We repeat, the Plaintiffs' request for an amendment of the court's original denial of injunctive relief was done with the expressed understanding that they would maintain the right to seek injunctive relief in the future, pursuant to C.J. § 3-412.
We reject as well the last of the District Court Defendants' grounds for dismissal of the cross-appeal. Considering this matter's protracted history, the clear positions taken by each party before the Circuit Court and this Court, and the concrete issue presented, we deem it appropriate to address the question whether res judicata would apply to bar requests for injunctive relief in the event of future violations. The Public Defender, throughout the proceedings on remand and before this Court, has agreed that the Plaintiffs have a right to counsel at initial bail hearings before the Commissioner. The Public Defender, however, vehemently opposes immediate enforcement of that right to counsel, pointing to the fiscal and practical impediments his office would encounter in its efforts to comply with the declaratory judgment. In light of those stated impediments, and given our holding that the Circuit Court did not err when it issued declaratory judgment in the Plaintiffs' favor without also considering the Public Defender's fiscal concerns and crafting a remedy to address them, it is more than mere conjecture that the Plaintiffs will seek future injunctive relief should the Public Defender be unable to provide representation at initial bail hearings. We therefore deny the District Court Defendants' motion to dismiss and address whether the doctrine of res judicata will apply to bar injunctive relief for future violations of the declaratory judgment.
The doctrine of res judicata bars a claim only when three distinct elements are satisfied: (1) the parties in the subsequent litigation are the same or in privity with the parties to the earlier dispute; (2) the subsequent action presents matters that were, or could have been, litigated in the earlier action; and (3) there was a valid final judgment on the merits in the earlier dispute. Colandrea v. Wilde Lake Cmty. Ass'n, Inc., 361 Md. 371, 389, 761 A.2d 899, 908 (2000). The Circuit Court's denial of the Plaintiffs' request for injunctive relief does not satisfy either the second or third of these criteria. Obviously, the Plaintiffs could not have litigated future violations of the declaratory judgment before the judgment was issued and any
We therefore hold that the Circuit Court's denial of the Plaintiffs' request for injunctive relief does not preclude any future requests by the Plaintiffs for injunctive relief to enforce the right to counsel declared in that judgment.
In sum, we hold that the bail hearing that occurs at the initial appearance before a Commissioner, held pursuant to Maryland Rules 4-213(a) and 4-216, is a stage of the criminal proceeding under § 16-204(b) of the Public Defender Act. Consequently, if a defendant qualifies for public defender representation, a bail hearing may not occur at the initial appearance unless the defendant has been afforded appointed counsel or waived the right to counsel. We do not mean by our holding that the Commissioner is foreclosed from carrying out all of the other duties attendant to the initial appearance, pursuant to Rule 4-213(a), if counsel is not present. What we do mean is that, whenever a person purporting to be indigent has not waived public defender representation at the initial appearance, the Commissioner may not proceed to the bail determination in the absence of a public defender who has assumed representation. If a public defender is not immediately available to assume representation, then the Commissioner must delay the bail hearing until such representation can be provided or is waived by the defendant.
Moreover, notwithstanding that the present case deals only with bail hearings before Baltimore City Commissioners, our holding applies with equal force to initial appearances before Commissioners throughout Maryland. That is to say, no bail determination can be made concerning an indigent person without the presence of counsel at any initial appearance in Maryland, unless such representation has been waived. It also follows quite naturally from our holding that there is an entitlement to public defender representation at the subsequent District Court bail review hearing, pursuant to Maryland Rule 4-216(f).
We further hold that the Circuit Court neither erred nor abused its discretion in declining to consider, and provide a remedy for, the fiscal concerns the Public Defender raised in connection with implementation of the right to counsel at the initial bail hearing before a Commissioner. Moreover, we decline the Public Defender's request for a stay in implementing today's holding affirming that right. The Public Defender's asserted defense of budgetary impracticability, though evidently pertinent in many contexts, is not a proper consideration for the judiciary. We cannot declare that Plaintiffs have a statutory right to counsel at bail hearings and, in the same breath, permit delay in the implementation of that important right and thereby countenance violations of it, even for a brief time.
HARRELL and ADKINS, JJ., concur and dissent.
HARRELL, J., concurring and dissenting, in which ADKINS, J., joins.
Reflecting on one point a rigidity that I find unacceptable (see Majority op. at 432-36, 76 A.3d at 979-81),
It is unclear whether the Majority believes that it lacks discretion to grant relief to the OPD or whether it is merely unpersuaded to do so. Judge Adkins and I, on the other hand, are persuaded to exercise our discretion to urge that a stay of modest duration should have been part of this Court's judgment.
As the OPD summarized in its opening brief:
Because the Court identifies a statutory right, rather than one grounded in constitutional law, consideration should be given to the ramification that the Legislature and Governor, having not heretofore provided budgetarily for implementation of this right, must do so. The Legislature meets once a year normally, between January and April. Although supplemental appropriations to an annually adopted State budget are possible, in either the case of the annual budget or supplementary appropriations, the process of formulation, vetting and adoption of those actions is not as instantaneous relatively as the issuance of our mandate in this case. In addition, the Governor and the Legislature have a few other matters and priorities to balance during each annual (or the infrequent special) legislative session. To refuse to give any weight to these realities, along with the current state of the out-of-standards performance by the OPD of its pre-existing undertakings, invites application to the Court's opinion in this case of the cliched metaphor of the "ostrich's head in the sand."
The tasks confronting implementation of the Court's holding are not limited to the OPD. Consideration of the venues in State and local detention facilities, where initial appearance are held, may need to be assessed for new construction or reconstruction in order to balance additional attorney participation by the OPD and security objectives.
Although Judge Adkins and I concur with the Majority opinion's holdings regarding: (1) recognition of the declared statutory right of indigent persons to have the effective assistance of counsel from the OPD for the bail hearing portion of initial appearances before District Court Commissioners; (2) the inappropriateness of res judicata effect on subsequently-sought injunctive relief for future violations of the statutory right declared here; and (3) declining to vacate the declaratory judgment and remanding this matter to the Circuit Court for Baltimore City for further proceedings to flesh-out the remedy,
Judge ADKINS authorizes me to state that she joins the views expressed in this concurring and dissenting opinion.
The report also finds, upon surveying District Court Commissioners and reviewing bail review proceedings, that "most judicial officers decide whether to order release on recognizance or a financial bail without having essential information about the person's employment status, family and community ties, and ability to afford bail." Report at iii.